In collaboration with Payame Noor University and the Iranian Society of Instrumentation and Control Engineers

Document Type : Research Article

Authors

Department of Mathematics, Payame Noor University, P.O. Box 19395-4697, Tehran, Iran

10.30473/coam.2026.77019.1395

Abstract

We consider a finite-dimensional multiobjective optimization problem with locally Lipschitz objective functions and finitely many locally Lipschitz inequality constraints. We formulate an active-set Slater test in which σxˆ is selected from a structurally restricted admissible class or selection rule Σ(ψ, xˆ) prescribed before testing the qualification, rather than constructed from an MFCQ direction. Pointwise (σxˆ, rj)-invex inequalities with rj 0 imply the Clarke–Mangasarian–Fromovitz constraint qualification (ClarkeMFCQ). Standard maximum-function and normal-cone arguments then yield normalized Clarke–KKT multipliers at locally weakly efficient solutions, positive objective multipliers for positive weighted-sum solutions, and a perturbed-KKT inclusion at locally isolated efficient solutions. If Σ(ψ, xˆ) contains every locally Lipschitz map, the test is equivalent to Clarke-MFCQ. A nonsmooth nonconvex example illustrates the assumptions and multiplier inclusions.

Highlights

  • An active σ,r-Slater condition is proven sufficient for Clarke-MFCQ.
  • The condition is proven equivalent to Clarke-MFCQ over an unrestricted class.
  • Fritz–John and normalized KKT conditions are derived for weakly efficient points.
  • Positive weighted-sum solutions are shown to admit strictly positive multipliers.
  • A regularity-free normal-cone estimate yields a perturbed-KKT condition.

Keywords

Main Subjects

[1] Antczak, T. (2002). “Lipschitz r-invex functions and nonsmooth programming”. Numerical Functional Analysis and Optimization, 23, 265–283. https://doi.org/10.1081/ NFA-120006693
[2] Audet, C., Dennis, J.E., Jr. (2006). “Mesh adaptive direct search algorithms for constrained optimization”. SIAM Journal on Optimization, 17, 188–217. https://doi.org/ 10.1137/040603371
[3] Clarke, F.H., Ledyaev, Y.S., Stern, R.J., Wolenski, R.R. (1998). “Nonsmooth Analysis and Control Theory”. Graduate Texts in Mathematics, Vol. 178, Springer, New York.
[4] Clarke, F.H. (1990). “Optimization and Nonsmooth Analysis”. Classics in Applied Mathematics, Vol. 5, SIAM, Philadelphia. https://doi.org/10.1137/1.9781611971309
[5] Caristi, G., Kanzi, N., Soleimani-Damaneh, M. (2018). “On gap functions for nonsmooth multiobjective optimization problems”. Optimization Letters, 12, 273–286. https://doi.org/10.1007/s11590-017-1110-4
[6] Ehrgott, M. (2005). “Multicriteria Optimization”. Springer, Berlin.
[7] Giorgi, G., Guerraggio, A., Thierfelder, J. (2004). “Mathematics of Optimization: Smooth and Nonsmooth Cases”. Elsevier, Amsterdam.
[8] Goberna, M.A., Kanzi, N. (2017). “Optimality conditions in convex multiobjective SIP”. Mathematical Programming, 164, 167–191. https://doi.org/10.1007/ s10107-016-1081-8
[9] Guerraggio, A., Molho, E., Zaffaroni, A. (1994). “On the notion of proper efficiency in vector optimization”. Journal of Optimization Theory and Applications, 82, 1–21. https: //doi.org/10.1007/BF02191776
[10] Habibi, S., Kanzi, N., Ebadian, A. (2020). “Weak Slater qualification for nonconvex multiobjective semi-infinite programming”. Iranian Journal of Science and Technology, Transactions A: Science, 44, 417–424. https://doi.org/10.1007/s40995-020-00835-1
[11] Hanson, M.A. (1981). “On sufficiency of the Kuhn–Tucker conditions”. Journal of Mathematical Analysis and Applications, 80, 545–550. https://doi.org/10.1016/ 0022-247X(81)90123-2
[12] Hiriart-Urruty, J.B., Lemarechal, C. (1993). “Convex Analysis and Minimization Algorithms I: Fundamentals”. Springer, Berlin.
[13] Jeyakumar, V. (1988). “Equivalence of saddle-points and optima, and duality for a class of nonsmooth non-convex problems”. Journal of Mathematical Analysis and Applications, 130, 334–343. https://doi.org/10.1016/0022-247X(88)90309-5
[14] Kanzi, N. (2015). “Karush–Kuhn–Tucker types optimality conditions for non-smooth semi-infinite vector optimization problems”. Journal of Mathematical Extension, 9, 45– 56.
[15] Kanzi, N. (2015). “On strong KKT optimality conditions for multiobjective semi-infinite programming problems with Lipschitzian data”. Optimization Letters, 9, 1121–1129. https://doi.org/10.1007/s11590-014-0801-3
[16] Kanzi, N., Shaker Ardekani, J., Caristi, G. (2018). “Optimality, scalarization and duality in linear vector semi-infinite programming”. Optimization, 67, 523–536. https://doi. org/10.1080/02331934.2018.1436158
[17] Kanzi, N., Caristi, G., Sadeghieh, A. (2019). “Optimality conditions for semi-infinite programming problems involving generalized convexity”. Optimization Letters, 13, 113–126. https://doi.org/10.1007/s11590-018-1278-0
[18] Kanzi, N., Nobakhtian, S. (2017). “Nonsmooth multiobjective semi-infinite problems with mixed constraints”. Pacific Journal of Optimization, 13, 43–53. https://doi.org/10.48550/arXiv.1606.08641
[19] Kim, D.S., Schaible, S. (2004). “Optimality and duality for invex nonsmooth multiobjective programming problems”. Optimization, 53, 165–176. https://doi.org/10.1080/ 0233193042000209435
[20] Laha, V., Dwivedi, A. (2024). “On approximate strong KKT points of nonsmooth interval-valued multiobjective optimization problems using convexificators”. The Journal of Analysis, 32, 219–242. https://doi.org/10.1007/s41478-023-00621-3
[21] Li, X.F., Dong, J.L., Liu, Q.H. (1997). “Lipschitz B-vex functions and nonsmooth programming”. Journal of Optimization Theory and Applications, 93, 557–574. https://doi.org/10.1023/A:1022678920437
[22] Lee, G.M. (1994). “Nonsmooth invexity in multiobjective programming”. Journal of Information and Optimization Sciences, 15, 127–136. https://doi.org/10.1080/ 02522667.1994.10699173
[23] Luc, D.T. (1989). “Theory of Vector Optimization”. Lecture Notes in Economics and Mathematical Systems, Vol. 319, Springer, Berlin.
[24] Rockafellar, R.T. (1970). “Convex Analysis”. Princeton Mathematical Series, Vol. 28, Princeton University Press, Princeton, NJ.
[25] Reiland, T.W. (1989). “Generalized invexity for nonsmooth vector-valued mappings”. Numerical Functional Analysis and Optimization, 10, 1191–1202. https://doi.org/10. 1080/01630568908816352
[26] Reiland, T.W. (1990). “Nonsmooth invexity”. Bulletin of the Australian Mathematical Society, 42, 437–446. https://doi.org/10.1017/S0004972700028604
[27] Rezaee, A. (2019). “Characterization of isolated efficient solutions in nonsmooth multiobjective semi-infinite programming”. Iranian Journal of Science and Technology, Transactions A: Science, 43, 1835–1839. https://doi.org/10.1007/s40995-018-0637-2
[28] Rimpi, Lalitha, C.S. (2023). “Constraint qualifications in terms of convexificators for nonsmooth programming problems with mixed constraints”. Optimization, 72, 2019–2038. https://doi.org/10.1080/02331934.2022.2045987
[29] Rockafellar, R.T., Wets, J.B. (1998). “Variational Analysis”. Springer, Berlin.
[30] Sachan, P., Laha, V., Anshika (2026). “First and second order optimality conditions for nonsmooth multiobjective problems with equilibrium constraints”. Journal of Optimization Theory and Applications, 208, Article 15. https://doi.org/10.1007/s10957-025-02853-8
[31] Sadeghieh, A., Kanzi, N., Caristi, G., Barilla, D. (2022). “Stationarity for nonsmooth multiobjective problems with vanishing constraints”. Journal of Global Optimization, 82, 929–949. https://doi.org/10.1007/s10898-021-01030-1
[32] Sawaragi, Y., Nakayama, H., Tanino, T. (1985). “Theory of Multiobjective Optimization”. Mathematics in Science and Engineering, Vol. 176, Academic Press, Orlando.
[33] Shaker Ardakani, J., Farahmand Rad, S.H., Kanzi, N., Ardabili, P. (2019). “Necessary stationary conditions for multiobjective optimization problems with nondifferentiable convex vanishing constraints”. Iranian Journal of Science and Technology, Transactions A: Science, 43, 2913–2919. https://doi.org/10.1007/s40995-019-00768-4
[34] Upadhyay, B.B., Ghosh, A., Stancu-Minasian, I.M., Rusu-Stancu, A.M. (2026). “Constraint qualifications and optimality criteria for nonsmooth multiobjective mathematical programming problems with equilibrium constraints on Hadamard manifolds”. Axioms, 15, Article 40. https://doi.org/10.3390/axioms15010040
[35] Vial, J.P. (1983). “Strong and weak convexity of sets and functions”. Mathematics of Operations Research, 8, 231–259. https://doi.org/10.1287/moor.8.2.231